The Cabinet of Dr. Caligari (directed
by Robert Wiene) is considered by many film historians to be one of the first
horror movies ever made. Wiene’s film was produced in 1920 amidst the postwar
gloom that surrounded Germany at the time of its creation. The Cabinet of Dr. Caligari is one of the quintessential German Expressionist films drawing on the need for extreme visuals to express dark,
human emotions. Is it for this reason that Wiene’s film makes such brilliant use
of chiaroscuro, makeup and mise-en-scene that is distorted, jagged and
claustrophobic to the point where gloom is permeated throughout the film, from
the character’s clothing to the shape of furniture, buildings, windows and
faces. Similarly, in Tim Burton’s
adaptation of the Broadway musical Sweeney
Todd: The Demon Barber of Fleet Street, Burton employs the same
expressionistic style that conveys a similar gloom onto the city of London.
Burton’s work in the film is clearly influenced by the early works of German
Expressionism like The Cabinet of Dr.
Caligari. In its make-up,
mise-en-scene, lighting, clothing,
theatricality and thematic content, both The Cabinet of Dr. Caligari and Sweeney
Todd: The Demon Barber of Fleet Street, have expressionist elements within
them that deal with the darker side of human emotion and Burton’s adaptation of
the Broadway musical can be viewed as an artistic homage to Wiene’s disturbing
silent film.
As Ian Roberts denotes in his essay, Caligari Revisited: Circles, Cycles and Counter-Revolution in Robert Wiene’s Das Cabinet Des Dr. Caligari, “The German preoccupation with mise-en-scene and lighting in particular established these movies [German Expressionist movies] as a template others would seek to emulate” (175). Burton has the same preoccupation in that he is deliberate in his use of mise-en-scene and lighting in order to display an aesthetic that resembles that of early German expressionists. The use of make-up in Burton’s film is similar to its use in The Cabinet of Dr.Caligari in that both Sweeney Todd (played by Johnny Depp) and Mrs. Lovett (played by Helena Bonham-Carter), the protagonists of the film, have abnormally pale faces with dark circles surrounding their eyes. This make-up makes them seen corpse-like which serves to indicate their inherent gloom and darkness of character. In The Cabinet of Dr. Caligari we have the abnormally pale face of Cesare particularly emphasized in the first close-up of his face as he is about to open his eyes for the audience at the fair. The white make-up makes Cesare look corpse-like but it also psychologically allows the audience to attach connotations of doom and death to his face, a similar effect that Burton employs. Yet, make-up is just a small part of the elaborate design that the mise-en-scene presents in both films.
As Ian Roberts denotes in his essay, Caligari Revisited: Circles, Cycles and Counter-Revolution in Robert Wiene’s Das Cabinet Des Dr. Caligari, “The German preoccupation with mise-en-scene and lighting in particular established these movies [German Expressionist movies] as a template others would seek to emulate” (175). Burton has the same preoccupation in that he is deliberate in his use of mise-en-scene and lighting in order to display an aesthetic that resembles that of early German expressionists. The use of make-up in Burton’s film is similar to its use in The Cabinet of Dr.Caligari in that both Sweeney Todd (played by Johnny Depp) and Mrs. Lovett (played by Helena Bonham-Carter), the protagonists of the film, have abnormally pale faces with dark circles surrounding their eyes. This make-up makes them seen corpse-like which serves to indicate their inherent gloom and darkness of character. In The Cabinet of Dr. Caligari we have the abnormally pale face of Cesare particularly emphasized in the first close-up of his face as he is about to open his eyes for the audience at the fair. The white make-up makes Cesare look corpse-like but it also psychologically allows the audience to attach connotations of doom and death to his face, a similar effect that Burton employs. Yet, make-up is just a small part of the elaborate design that the mise-en-scene presents in both films.
In The Cabinet of Dr. Caligari we see the
backdrop of the town, streets, houses, windows and even the furniture distorted
and warped in angular and unusual shapes. Many critics, such as Siegfried
Kracauer, have attributed this set design to the unusual and distorted times
that Germany was facing historically after the end of the First World War
(Roberts, 177). German Expressionists, therefore, turned toward their darker,
more extreme emotions in order to reflect the unstable and gloomy time Germany
was to face politically and economically. In the film the jagged and sometimes
illogical mise-en-scene serves to express the mind’s eye of the protagonist,
Francis, as the audience discovers his apparent insanity. Once his insanity is
realized, the audience begin to witness everything that they have been shown up
to this point, the weirdly shaped windows and
curved walls, as an outward
expression of the psychological instability of the protagonist from which most
of the story is told. This tenet of illustrating the inner psychological
dimensions of a character through the environment is what the German
Expressionists were well known for. Similarly, in Sweeney Todd: The Demon Barber of Fleet Street, we see the dark and
grimy world of industrial London lay bare before our eyes. The mise-en-scene
therefore, like that of Wiene’s film, is adapted to express the inner turmoil
of Sweeney Todd as well as to posit a socio-political commentary on the
Industrial Age. For example, there is a scene in Burton’s film where Mr. Todd
looks into a shattered mirror; the mirror itself serving as a metaphor for
Todd’s shattered character and perspective. Again, in Burton’s film there is a
fast-tracking shot that traces the journey of Todd to his former barber shop.
In this scene, Burton shows us the inner world of London revealing rats,
drunkards, a homeless man, everyday laborers, the court building and a brothel.
All these images are shown to us in heavy shadow and illustrate the filth of
London’s inner city. Burton does this not only to establish setting for the
film but to begin constructing Sweeney’s reasoning as to why he believes
everyone in London should die. This fast-tracking shot is also used to
introduce the audience to the social-ills plaguing the city and foregrounds the
further critique on industrial society that the film will develop. In the settings of each film the environment
is deliberately made to appear menacing in order to emulate the horror that is
to come in the narrative. In Wiene’s film, the background of the town is
restrictive and encroaching, this is especially prevalent in the scene where
Jane seeks out Dr. Caligari and wanders through the town’s streets. In this
scene, the sharp buildings literally hover over her, foreshadowing her eminent
entrapment by Dr. Caligari and his somnambulist. The fast-tracking shot in
Burton’s film serves a similar purpose in establishing this menacing
atmosphere.
A world shaped to the emotional aspects of the film |
The shattered person reflected in the mirror. |
The atmosphere
of both films is largely attributed to its lighting. As Roberts notes, The Cabinet of Dr. Caligari “…utilizes a
highly artificial form of chiaroscuro in which images of light and dark are
rendered by two-dimensional painted backdrops…”(182). This heavy chiaroscuro
creates dramatic facial expressions and covers figures in shadow, making them
seem more malevolent. In Sweeney Todd:
The Demon Barber of Fleet Street, we see the low-key lighting of the
mise-en-scene produce a grim atmosphere where pervasive grey and blue colors
permeate the scenes of London. The viewer is then startled when Burton cuts to
scenes from the past or imagined scenes of the future which are deliberately
imbued with bright, pastel colors and high-key lighting. Burton does this in
order to convey the message that the past and future carry more life than the
present that Mr. Todd and Mrs. Lovett
find themselves in. Here Burton, while drawing on the characteristically
low-key lighting of the German Expressionist era, utilizes color saturation and
high-key lighting to create a visual contrast that imparts its own meaning.
The villain, Cesare, moves with an inhuman quality, further unnerving the audience. |
Insanity brilliantly displayed by Johnny Depp |
Apart from
the technical elements of the film, both Burton and Wiene’s film contain
similar thematic content which comments on the nature of anarchy and
anti-authoritarian movements. In Wiene’s film we see the protagonist, Francis,
rebel against the head psychiatrist, Dr.
Caligari, a clear message of rebellion against authoritarian
institutions, but then this rebellion is degraded through the revelation of
Francis’s apparent madness. Critics, like Siegfried Kracaucer, have argued that
Wiene’s directorial influence in making Francis insane degraded the message of
anti-authoritarian rule and anarchy (Roberts, 175). Yet, as Roberts argues,
Wiene’s influence rather highlighted the cyclical nature of reaction and
counter-revolution that became a pattern of German history, thus deepening the
film’s potential for political and historical commentary. Roberts asserts that,
“For the Weimar cinema-goer, Das Cabinet
des Dr. Caligari served as a terrifying vision of reaction and
counter-revolution” (186). In a similar sense, Burton’s film
contains messages of anarchy and anti-authoritarian rule. In the film we are
shown the inherent corruption of the judicial system of London in the persona
of judge Turpin, who imprisons the former Benjamin Barker to acquire his wife
and who sentences young, homeless kids to death. Through the murderous actions
of Mr. Todd and Mrs. Lovett we witness their rebellion against a society that
is bound by the evils of industrialization, corrupt judges, and class struggle
that places insignificant value on human life and human relationships. A sense
of anarchy is particularly felt in the scene where Mr. Todd and Mrs. Lovett
decide to kill people and make pies out of their flesh. When Mr. Todd sings
“Its man devouring man my dear,” we are called to recognize this song as an
anthem of the oppressed. By choosing to use human beings as raw material for profit
Mr. Todd and Mrs. Lovett decide to use the capitalist teachings of “man
devouring man” in order to prosper. Their giving in to capitalist pursuits is
rather a rebellion against a system of class division that keeps them poor, as
Mr. Todd sings, “How gratifying that once to know that those above will serve
those down below.” Similarly, in Wiene’s
film, Francis’s madness does not detract from the message of being suspicious
of authoritarian institutions which seek to control you as Dr. Caligari controls
Cesare and usurps upon Francis’s wracked psyche.
The endings
of both films are of particular interest in the use of cyclical imagery. In The Cabinet of Dr. Caligari Roberts
argues that the use of iris-out and iris-in reinforces the circular motif in the
film (185). Also, Francis stands in the middle of a spiral pattern in the
psychiatric institution twice in the film, when he seemingly overthrows
Caligari and again when it is revealed that Francis is mad (185). Roberts
denotes that, “Wiene’s artful mixing of cyclical and circular imagery amongst
all the Expressionist angles serves to accentuate the film’s warning that
power-mongers do inevitably reassert their supremacy” (186). Here, we see
Wiene’s attempt at making subtle political commentary on the nature of
Germany’s political landscape. Similarly, there is a cyclical nature to Sweeny Todd: The Demon Barber of Fleet
Street. At the start of the film we are presented with a multitude of
animated images, amongst these being the circular face of the meat grinder
along with the circular cogs of the machinery that operates Mr. Todd’s barber
chair. In these opening sequences blood runs from Mr. Todd’s barber into what
is presumably the Thames River. This running of blood at the start of the film
is then reinforced at the end of the film, as the camera hones in on Todd’s
blood running over his wife’s dead body. It is also interesting to note that a
narrative cycle is at play in the film as well, as the older characters that
were involved in Todd’s past or immediate present are killed off. It is only
the young (Toby, Anthony and Johanna) who narrowly survive the murderous
ordeal. It is possible that another
cycle of murder is hinted at when the Toby cuts the throat of Mr. Todd. Here,
the young, innocent boy is made into a killer, his eyes and face visually
mirroring that of Mr. Todd and Mrs. Lovett. Clearly, a loss of innocence has
occurred and the film’s cyclical nature indicates that murder and human
degradation will not abate with the killing of Sweeney Todd.
Mr Lovett suffering for her deceit |
The
story of Caligari and Sweeny Todd both have twist endings to them, endings that
leave the viewer asking questions about the narrative. Michael Budd states in
his essay, Retrospective Narration in
Film: Re-reading “The Cabinet of Dr. Caliagri”, that Caligari’s narrative
“…throws into question the status of truth-value of what had come before by
revealing that its protagonist-narrator is mad”(35). This madness that Francis
experiences stems from an obsession with the head psychiatrist of the institution
where he is a patient. Francis, therefore, is blinded by his obsession unable
to separate reality from apparent fantasy. In Sweeney Todd’s case, his
obsession with killing judge Turpin and enacting revenge on all of London
drives him into a type of madness which sees no one exempt from his murderous
rampage. The nature of truth is further placed into question when Mrs. Lovett
reveals that she lied about Sweeney’s wife’s death. One could argue that Todd’s
obsession with revenge blinded him in seeing his own wife before him as she
asks him “Don’t I know you sir”. By the end of both films, the viewer must take
a retrospective reading of the narrative as Budd argues, “…the active reading
mentioned above is necessitated by the revelation near the end of the film that
Francis is mad; the subject/viewer is thereby motivated to re-evaluate his/her
experience in the light of new information”(37). Here, we see a retrospective
reading is required in both narratives in order to separate the truth from
misrepresented truth. Though, Caligari’s retrospective reading requires more
from viewers than Todd’s as the viewer is called to separate madness from
sanity. Sweeney Todd’s retrospective reading calls for viewers to examine the
places in the film where the homeless woman (who is in fact Todd’s wife) shows
herself. The truth of Mrs. Lovett’s lies
gives reason as to why she detests the homeless woman, for she fears that she
will lose Mr. Todd if he realizes that his wife is still alive. By employing expressionistic elements in both
films, viewers are taken into the psyche of the protagonist which distorts
reality according to their own perspective. Hence in both films, viewers are
left exposed to twist endings when what is actually true finally emerges. By
the end of both films, viewers are thrust out of the protagonist’s psyche into
the real world of disillusion.
The Cabinet of Dr. Caligari
has had enormous influence on the way filmmakers choose to represent setting,
character and mis-en-scene. It also inspired directors to create movies from
fresh perspectives that are disturbing and that probe the darker parts of the
human mind. Tim Burton draws from
Wiene’s film and transforms a story about a murderous barber into an
aesthetically melancholic film that is about love, jealously, obsession,
madness, poverty, revenge and the corrupt side of Industrial London. As every
facet of Wiene’s film reflects the underlying emotions and fears of its
characters, so does Sweeney Todd: The
Demon Barber of Fleet Street impart an elaborate, holistic picture of a
world ensnared by dark and menacing emotions.
Works
Cited
Budd, Michael. "Retrospective Narration in Film:
Re-Reading "The Cabinet of Dr. Caligari." Film Criticism 4.1 (1979): 35-43. Academic Search Premier. Web. 2
Mar. 2016.
Roberts, Ian. "Caligari Revisited: Circles, Cycles And
Counter-Revolution In Robert Wiene's Das
Cabinet Des Dr. Caligari." German
Life & Letters 57.2
(2004): 175-187. Academic Search Premier. Web. 2 Mar. 2016